Financial Analyst

TOR Wealth Advisors is a boutique wealth advisory and multi-family office firm in the Sacramento area.  Our mission is simple: TOR strives to increase our clients’ financial and emotional security. 

While relatively new (founded December 2021), TOR Wealth Advisors is a great place to work and grow because of our strong values, abundance mindset, and growth trajectory.  We offer a flexible hybrid work schedule and an opportunity to work side by side with a seasoned wealth advisor.  Because we are a small firm, you will have exposure to all aspects of the business.  TOR is a dynamic, growing place early in its growth trajectory.  Candidates for this role should expect to work on a variety of challenges and opportunities both with clients and internal to the firm.  Candidates who are most comfortable with clearly defined job duties and predictable, repeatable work environments or who do best with larger teams around them will most likely not be happy at TOR.  Candidates who like variety, are self-starters and comfortable making decisions without perfect information, and who can transition from task to unlike task and back again rapidly are likely to find success.    

We are currently seeking a Financial Analyst to join our team.  This role will provide direct support to the Founder by conducting investment research, attending client meetings and assisting with the preparation of financial plans, full balance sheet reporting and analytics, and investment advice. This role will also support model portfolio updates, client account reporting, and account maintenance.  In TOR’s flat structure, this role reports to the Founder and will be characterized by regular opportunity to learn from an established Advisor (and hopefully teach him as well!). 

This job does not require sales or client generation work or skills, while of course those abilities are always welcome.  Successful professionals in this role may, but are not required to, grow into capable Wealth Advisors with their own clients over time.     

Location:  Folsom, CA 

Status: Non-Exempt/Salary-Full-time 

Schedule: Monday – Friday 8:30 A.M. to 5:00 P.M. (Some flexibility on start and end times) 

Compensation:  $57,500 - $80,000 (depending on experience and ability)  

Primary Duties:
 

• Attend client relationship and investment review meetings. 
• Document AI generated detailed client meeting notes and publish to clients and advisor.  
• Build and maintain retirement plans using the firm’s retirement planning tool.
• Build and maintain full balance sheet reporting and analytics using the firm’s reporting tool.
• Complete action items from client review meetings and monitor completion of items by other parties (client, advisor, attorney, CPA, etc.).
• Perform research on investment vehicles such as mutual funds, ETFs, individual stocks, and alternative structures.
• Report on investment recommendations to TOR’s Investment Committee in both written and verbal formats.
• Generate reports on client accounts for internal or external use and provide insight and commentary into the data generated in those reports.
• Assist with proposal creation for prospective clients.
• Assist with fund changes and record-keeping transitions in retirement plans.
• Assist in creation of retirement plan participant education slide decks. 

Ideal Requirements:  
 

• Bachelor’s degree from an accredited college or university preferably in a Finance, Business, Economics, or Accounting related major.  
• Two to four years’ experience working in a professional environment is a plus, but professional experience is not required – recent graduates are welcomed to apply.
• Certified Financial Planner Certification and/or Certified Financial Analyst desirable. 
• Clean criminal and regulatory record: Able to pass FINRA Background Check.
• Valid California Driver’s License – Reliable Transportation. 
• High level of organization and attention to detail. 
• Ability to prioritize tasks and to manage reporting relationships in a fast-paced environment.
• Strong communication skills. 
• Strong ability to generate rapport and trust with clients.
• Team player, collaborative, able to work with others. 
• CRM software knowledge a plus. 

If you think you have what it takes, we look forward to receiving your resume.  

**NO CALLS FROM STAFFING AGENCIES OR RECRUITERS PLEASE**